The steps

  1. Brief every staff member on what auditors will ask
  2. Run mock interviews with each staff member 7 days before
  3. Tidy your office and audit room
  4. Pre-position all live records (rosters, progress notes, registers)
  5. Have a senior leader present each audit day
  6. Hold an end-of-day debrief
  7. Start corrective action planning within 7 days post-audit

Common mistakes to avoid

  • Staff caught off-guard by direct questions
  • Live records contradicting documented policies
  • No senior leader present to make audit-day decisions