Common fail points

Documents missing version control. Evidence map incomplete.

The complete checklist

  • Audit body engaged and contract signed
  • Audit plan received and reviewed
  • Evidence binder organised by module and indicator
  • Quality Indicators Workbook annotated with evidence pointers
  • All policies version-controlled and dated
  • All registers up-to-date
  • Sample participant files (3-6) complete
  • Worker training records compiled
  • Service agreement audit complete
  • Care plan audit complete
  • Submission package finalised 7 days before deadline
  • Stage 1 outcome reviewed within 48 hours of receipt